| Giovagnoli S, Blasi P, Vescovi C, Fardella G, Chiappini I, Perioli L, Ricci M, Rossi C.
Unilamellar Vesicles as Potential Capreomycin Sulfate Carriers: Preparation and Physicochemical
Characterization.
AAPS PharmSciTech. 2003; 4(4): article 69.
| Stefano Giovagnoli,1
Paolo Blasi,1
Claudia Vescovi,1
Giuseppe Fardella,1
Ione Chiappini,1
Luana Perioli,1
Maurizio Ricci,1
and Carlo Rossi1
1Department of Chemistry and Technology of Drugs, Università degli Studi di Perugia, Via del
Liceo 1, 06123 Perugia, Italy
Correspondence to: Carlo Rossi Tel: +39-075-5855127 Fax: +39-075-5855163 Email: cfrossi@unipg.it | Submitted: July 17, 2003; Accepted: October 23, 2003; Published: December 31, 2003 | Keywords:
capreomycin sulfate, liposomes, DSC, ATIR-FTIR, phase transition | The aim of this work was to evaluate unilamellar liposomes as new potential capreomycin sulfate (CS)
delivery systems for future pulmonary targeting by aerosol administration. Dipalmitoylphosphatidylcholine,
hydrogenated phosphatidylcholine, and distearoylphosphatidylcholine were used for liposome preparation.
Peptide-membrane interaction was investigated by differential scanning calorimetry (DSC) and attenuated
total internal reflection Fourier-transform infrared spectroscopy (ATIR-FTIR). Peptide entrapment, size, and
morphology were evaluated by UV spectrophotometry, photocorrelation spectroscopy, and transmission
electron microscopy, respectively. Interaction between CS and the outer region of the bilayer was revealed
by DSC and ATIR-FTIR. DSPC liposomes showed enhanced interdigitation when the CS molar fraction was
increased. Formation of a second phase on the bilayer surface was observed. From kinetic and permeability
studies, CS loaded DSPC liposomes resulted more stable if compared to DPPC and HPC over the period of time
investigated. The amount of entrapped peptide oscillated between 10% and 13%. Vesicles showed a narrow size
distribution, from 138 to 166 nm, and a good morphology. These systems, in particular DSPC liposomes, could
represent promising carriers for this peptide.  |
After a century of decline, in the past decade a worrying recrudescence of tuberculosis (TB) has been
observed. This increasing incidence of TB is attributable to several factors, the most important of which are the
HIV epidemic and the lack of control of immigration from countries where TB is common. In fact, untreated HIV
infection, leading to progressive immunodeficiency, increases susceptibility to TB, one of the main causes of
death in populations with high HIV prevalence.1-3 The lack of DOTS (directly observed treatment short course), the strategy for TB control promoted by
the World Health Organization, together with the improper use of antibiotics in chemotherapy are the main
causes of the alarming multidrug resistance of new emerging strains to the most commonly used antitubercular
drugs, such as ethambutol, isoniazid, rifampicin and streptomycin. Drug-resistant TB is treatable, but it requires
extensive chemotherapy (up to 2 years of treatment) that is often prohibitively expensive and very toxic to
patients. In these cases, the less common and generally more toxic second- and third-line drugs such as
p-aminosalicylic acid (PAS), capreomycin, cycloserine, ethionamide, kanamycin, and viomycin must be
employed alone or in combination. In this regard, the development of new effective agents and/or alternative formulations for drugs already
existing in the market is necessary. Improvement of the efficacy of antimicrobial agents against microorganisms located inside cells has been
achieved by drug entrapment within liposomes. In fact, most antibiotics are relatively ineffective for intracellular
infections because of poor penetration into the cells or decreased intracellular activity. In this respect, the
development of proper liposome formulations may enhance antimicrobial treatment of intracellular
infections,4 such as tuberculosis,5,6 and simultaneously reduce the toxicity of second-line antitubercular drugs such as capreomycin
sulfate (CS).7 CS is a highly water-soluble peptide characterized by 4 coexisting cyclic forms. It is used,
intramuscularly (15-20 mg/kg/day), in combination with other effective drugs, in the treatment of tuberculosis
that has failed to respond to first-line agents.8 It is active in vitro and in vivo against Mycobacterium tuberculosis, M bovis, M kansasii, and M avium. Resistance develops readily when capreomycin is used alone. Cross-resistance between capreomycin
and viomycin, and partial cross-resistance between capreomycin and kanamycin or neomycin, have been
demonstrated.8 Recently, the Italian National Institute of Health (ISS) showed that, among second-line antitubercular
drugs, only about 10% of the 46 drug-resistant strains of M tuberculosis isolated from Italian patients were resistant to capreomycin.9 To overcome CS’s toxic effects on kidneys, site-specific delivery systems can be employed.
In particular, it has been demonstrated that entrapment of CS in multilamellar vesicles (MLVs) reduced renal
toxicity, enhanced peptide penetration into tissues, and increased CS activity in a beige mouse model of M avium complex infection.7 Pulmonary administration of aerosolized liposomes represents a valid alternative route for topical drug
delivery for lung infection treatments.10-14 The advantages of such an administration route are (1) facilitated administration of sustained-release
formulations to maintain therapeutic drug levels in the lungs, (2) aqueous compatibility, and (3) facilitated
intracellular delivery, particularly to alveolar macrophages and lymphocytes.13-15 Moreover, aerosol inhalation is a noninvasive means of delivery for peptides and proteins.16 This noninvasiveness allows the improvement of patience compliance. Looking at this alternative
therapeutic application and considering the remarkable in vivo results,7 we investigated large unilamellar vesicles (LUVs) as potential CS carriers for possible peptide pulmonary
delivery. In fact, LUVs may be more suitable for this particular application because, compared with MLVs, they
are smaller and their size can be better controlled and homogenized.17 In fact, LUV size can be regulated by choosing extruding membranes having an appropriate cutoff. Therefore, the aim of this study was the physicochemical characterization of LUVs in order to assess
their suitability as CS carriers for peptide delivery. In this regard, 3 liposome-based
formulations—dipalmitoylphosphatidylcholine (DPPC), hydrogenated phosphatidylcholine (HPC), and
distearoylphosphatidylcholine (DSPC)—containing increasing CS molar fractions were prepared. All
formulations were characterized in terms of their thermotropic behavior as a function of CS concentration and
time, morphology, peptide encapsulation, and size. For this purpose, gel to liquid-crystal membrane main
transition, stability, and membrane permeability to CS were evaluated by differential scanning calorimetry (DSC).
Moreover, peptide encapsulation was determined by UV spectrophotometry, liposome size distribution was
assessed by photocorrelation spectroscopy, and morphology was assessed by transmission electron microscopy
(TEM). Further spectroscopic analyses were performed by attenuated total internal reflection Fourier-transform
infrared (ATIR-FTIR) spectroscopy as a method complementary to DSC analysis.
 | | Materials CS from Streptomyces capreolus and DPPC, HPC, and DSPC phospholipids were purchased from Sigma Aldrich Chemical (Milan, Italy).
Sodium hydrogen orthophosphate was provided by Farmitalia Carlo Erba (Milan, Italy) and chloroform by J.
T. Baker (Milan, Italy). Poly-L-lysine, phosphotungstic acid, and Triton X-100 reduced form were purchased
from Sigma Aldrich. Ultrapure water was obtained by reverse osmosis through a Milli-Q system (Millipore,
Rome, Italy). All other reagents and solvents were of the highest purity available. Liposome PreparationThree batches for each liposome formulation were prepared according to the thin-layer evaporation
method. Briefly, thin lipid films were obtained by dissolving 25 mg of DPPC, HPC, and DSPC in chloroform
followed by solvent evaporation under nitrogen stream on a water bath at 52°C, 61°C,
and 65°C, respectively. The dry films were hydrated with proper amounts of pure phosphate
buffer saline (PBS) (pH 7.4) and PBS solutions, yielding increasing peptide molar fractions (α = 0.06,
0.08, 0.10, 0.12, 0.14, 0.16, 0.18), and the final sample volume was chosen to achieve 20mM lipid concentration.
After cooling, the MLV suspensions were stored overnight at 4°C. LUVs were obtained by extruding
(20 passes) MLV dispersions through a 0.1-µm pore size polycarbonate filter (Avestin Inc, Ottawa,
Canada) mounted on a LiposoFast mini-extruder (Avestin Inc) at the same operating temperatures employed
during the hydration process.18 The samples obtained were allowed to stabilize for 24 hours at 4°C. Evaluation of CS LoadingThe amount of peptide encapsulated was evaluated by UV spectrophotometry using a UV/Visible Jasco
N-520 spectrophotometer (Jasco Inc, Easton, MD). Liposome suspensions were properly ultracentrifuged
(70 000 rpm, 2 hours, 4°C) by an Optima TL ultracentrifuge equipped with a TLA-100.4 rotor
(Beckman, Palo Alto, CA). Supernatant aliquots were directly analyzed by measuring CS absorbance at 268 nm.
The entrapped CS within the unilamellar vesicles was determined after resuspension of the pellets in PBS
buffer pH 7.4 and addition of 10% reduced Triton X-100 solution according to the method already
described.19 Accordingly, total CS concentration of the 3 LUV formulations was determined on freshly prepared
suspensions, and the error was calculated as SD. All measurements were performed in triplicate. Size Distribution and MorphologySize distribution of CS containing LUVs and blank LUVs was determined by a Nicomp 370 (PSS Inc, Santa
Barbara, CA) autocorrelator equipped with a Coherent Innova 70-3 (Laser Innovations, Moorpark, CA) argon ion
laser. The source was set at 514.5 nm. All analyses were performed at a 90° scattering angle and at
20°C (±0.2°C). Triplicate samples for each batch were prepared by diluting 10
µL of liposome suspension with 2 mL of deionized water filtered with an Acrodisc LC 13
Polyvinylidene fluoride (PVDF) filter with 0.2-µm pores (Pall-Gelman Laboratories, Ann Arbor, MI).
The error was calculated as SD. Morphology was performed by TEM using a Philips XL30 microscope at ×60 000 magnification.
Samples were prepared by the method described elsewhere20 on a Formvar-coated copper grid (TAAB Laboratories Equipment Ltd, Reading, UK) made hydrophilic
by using poly-L-lysine. Phosphotungstic acid was employed as a negative stain. DSC MeasurementsDSC experiments were performed by a Mettler Toledo DSC 821 differential calorimeter (Milan, Italy)
calibrated with indium. The detection system was a Mettler PT 100 ceramic sensor, with a calorimetric
resolution <0.7 µW and noise level <1 µW. The analyses were carried
out on 40-µL samples, corresponding to ~1.0 mg of lipid material sealed in standard
aluminum pans (Mettler Toledo, Milan, Italy). Three samples per LUV batch were submitted to 2
heating/cooling cycles at 1°C min–1. Isotonic PBS buffer (pH 7.4) was employed as reference. Data from the first scan were always
discarded to avoid mixing artifacts. Control samples consisted of CS-free phospholipid vesicle suspensions.
Enthalpy change (ΔH), main transition peak temperature (Tm), and half-height peak widths
(ΔW1/2) were calculated by Mettler Toledo STARe software version 6.01. Mathematical curve fitting of the
main transition peak was performed by SYSTAT’s Peakfit v. 4.11 software (Canal Boulevard,
Richmond, CA, USA). Kinetic Interaction StudiesCS-loaded LUV samples were incubated for 14 days at 4°C, under nitrogen atmosphere.
Aliquots (40 µL) were periodically withdrawn and submitted to DSC analysis. As a consequence
of the thermal perturbation of the system, only the first heating scan was considered. Each set of
measurements was accompanied by a control sample made of pure liposomes. For permeability study,
CS-free LUVs were prepared as previously described and ultracentrifuged at 70 000 rpm for 30 minutes.
The pellets were resuspended in CS PBS solution pH 7.4 and incubated at 25°C for 48 hours and
4°C for 9 days. Aliquots (40 µL) were periodically withdrawn and submitted to DSC
analysis. All samples were maintained under nitrogen atmosphere to prevent oxidation. ATIR-FTIR AnalysisInfrared spectroscopy experiments were carried out by a Jasco FT/IR-410 (Lecco, Italy) spectrometer
equipped with a deuterated, L-alanine doped triglycine sulfate detector and a Potassium Bromide (KBr) beam
splitter. Exactly 100 µL of DPPC, HPC, and DSPC LUV samples (~200 mg phospholipids) were
prepared as already described elsewhere21 on a 75 × 10 × 2 mm, θ = 45°, n = 2.24, Zinc Selenide (ZnSe)
crystal (PIKE Technologies, Madison, WI), yielding 12 internal reflections. This procedure was performed in
triplicate. Reference samples consisted of blank liposomes, and the background medium was PBS pH 7.4. All
measurements were performed at room temperature in the 3800 to 800 cm–1 wavelength range. For each spectrum, 256 interferograms were collected at 2 cm–1 resolution. The curves were deconvoluted and imported in SYSTAT’s Peakfit v. 4.11
software, and Gaussian curve fitting was performed.  | Peptide Loading Spectrophotometric analysis of liposomes highlighted that similar quantities of peptide were
encapsulated in all phospholipid vesicles (Table 1). The CS amount entrapped oscillated between 10% and 13% of the total peptide. The low value
found for these vesicles is, perhaps, due to the high hydrophilicity of the peptide that readily diffuses in
the outer aqueous solution.
Size Distribution and Morphology CS-loaded LUV size distribution resulted homogeneous, sharp and with a polydispersion <40%.
The mean diameter was 138, 158, and 166 nm for DPPC, HPC, and DSPC vesicles, respectively (Table 1). Blank liposomes did not show any modification with respect to loaded LUVs, and their mean diameter
was around 150 nm (data not shown). TEM pictures revealed good homogeneity and uniformity of liposome
suspensions (Figure 1).
DSC Analysis It is well known that foreign molecule interactions with bilayer ordered structures can influence the
thermotropic behavior of a pure liposome system in conformity with their own physicochemical
properties.22,23 Consequently, CS loading in pure phospholipid bilayers may change the
Pβ→Lα gel to liquid crystalline main transition profile. DSC analyses on DPPC,
HPC, and DSPC LUVs pointed out the acyl chain length effect on CS-loaded vesicle thermotropic behavior.
The results showed no change of the transition temperatures investigated (Table 2). This behavior is typical of very hydrophilic compounds, such as CS, which because of their
physicochemical properties hardly penetrate the lipid surface. Moreover, the
Lβ→Pβ gel to “ripple” phase pretransition, present in
empty DPPC or DSPC LUVs, disappeared completely even at the lowest CS α values (Figure 2). Pure HPC liposomes did not show any pretransition because of their lower chain order. Slight
broadening of DPPC and HPC main transition peaks was observed as well (Table 2). The enhanced effect observed for HPC is probably due to its heterogeneous structure, as
indicated by a much broader peak of the pure bilayers with respect to DPPC and DSPC vesicles. The
presence of different acyl chains, such as palmitic and stearic, in HPC bilayers, although increasing the
packing energies (as shown by a higher chain melting temperature for HPC than DPPC), reduces the
cooperation in the hydrophobic chain region. In fact, HPC vesicles showed a lower transition enthalpy
as a consequence of a decreased acyl chain order. The effect of this decreased order in the hydrophobic
region is an enhanced susceptibility to CS loading, resulting in a more accentuated broadening at increased
α values (Table 2). The same considerations may be valid for CS-DPPC vesicles, but in this system the remarkably higher
palmitic chain order resulted in a smaller decrease in cooperation that reflects higher enthalpy values and
smaller broadening of the main transition peak. Tighter acyl chain aggregation was observed at α =
0.08. This effect was due to the acyl chain interdigitation, which remarkably decreased ΔW1/2 and increased the enthalpy value. When α > 0.08, DPPC vesicles lost the
enhanced order and either enthalpies begin to decrease or peaks begin to broaden. DSPC LUVs, except
for the already mentioned effect on the transition temperature, showed a completely different behavior
than did DPPC and HPC formulations. The results showed a progressive enthalpy increment that, at the
highest α values, matched the value of the pure DSPC vesicles. After an initial broadening at
α = 0.06, sharpening of the peaks was observed with the increase of α values. These
findings are the result of a progressive acyl chain interdigitation as confirmed by the continuous decrease
of ΔW1/2 with the increase of CS concentration (Table 2). Mathematical fitting of the main transition peak, performed on α = 0.18 samples (Figure 3), highlighted the presence of a second component. This new peak represents an outer CS-rich
segregation phase that allows phospholipids to melt differently from the CS-poorer hydrophilic portions
of the bilayer, generating an asymmetric transition peak profile. The fitting process resulted in a correlation
> 0.99 and a standard error <0.008 (Table 3). The calculated second component was at 50.08°C, 54.76°C, and
40.50°C for HPC, DSPC, and DPPC, respectively. The high percent area of the second
component for DSPC (72%) shows the correlation between the interdigitation increase and the
accumulation of CS on the outer surface of the bilayer (Table 3).
Kinetic Study: Permeability and Stability DSC scans of DPPC, HPC, and DSPC LUVs did not present particular modifications on Tm trend
profiles, whatever the α value, indicating that no CS penetration occurred in the phospholipid
bilayer throughout the period investigated. ΔH and ΔW1/2 do not seem to change significantly either, especially when compared to the data obtained from the
control samples consisting of pure liposome preparations. These findings suggest that no degradation or
relevant interaction changes affected the CS-loaded vesicles during 14 days of incubation at 4°C
and that these systems seem to behave in a way that is not dependent on CS loading. A confirmation of these
results was obtained from permeability studies (Figure 4). When the transition peak profiles of DPPC, HPC, and DSPC dispersed in a CS solution were compared,
no changes were pointed out in peak shapes and no Tm shifts were observed. As expected, the interaction is
limited to the outer region of the bilayer without involving hydrophobic chains that are influenced only
peripherally by the forces acting on the polar headgroups. Moreover, these results suggest that the amount
of drug interacting with the bilayer is constant with time because, otherwise, changes in vesicle thermal
profiles would be observed.
FTIR Analysis ATIR-FTIR is one of the most powerful techniques for performing IR spectra of lipids and peptides or
proteins, since it allows the simultaneous analysis of their structure and, moreover, can provide very reliable
data on highly aggregated materials and large membrane fragments.24 Analyses were accomplished on phospholipid C=O, C-H, and PO2 stretching bands. Measurements performed on pure and CS-loaded LUVs confirmed the presence of
phospholipid carboxylic group stretching at 1735 cm–1 for pure HPC and DSPC, and at 1736 cm–1 for pure DPPC, within the range of 1742 to 1725 cm–1 elsewhere proposed.24-26 The overlapped second band appearing in CS-loaded vesicle spectra (Figure 5), in the range 1667 to 1706 cm–1, corresponds to the amide I absorption of the peptide.27
Mathematical curve fitting (Table 4) pointed out that CS loading caused a decrease (approximately –4 cm–1) in HPC vesicles’ C=O stretching, whereas DSPC and DPPC LUVs showed modifications
within the experimental error. The shift observed is the consequence of possible hydrogen bonding on the
carboxylic group due to the presence of water28 as confirmed by the peak broadening (7 cm–1). These effects show that HPC LUVs are more susceptible to CS loading. In turn, the C-H stretching
was less influenced by the peptide loading, showing variations within the experimental error.
Analysis of PO2 antisymmetric and symmetric stretching showed main absorption at approximately 1242 to 1245
cm–1, and 1085 to 1094 cm–1, respectively, within the range of 1220 to 1250 cm–1 and 1085 to 1100 cm–1 proposed elsewhere.24-26 The mathematical fitting revealed shift (approximately –3 cm–1) and broadening (approximately 16 cm–1) for DSPC symmetric and for DPPC antisymmetric stretching (approximately 5 cm–1) (Table 5). These findings correlate well with the conformational change pointed out by comparison of pure
and loaded LUV profiles (Figure 6). The remarkable difference between pure and loaded DSPC LUVs (Figure 6C), if compared to the other phospholipids, resembles what was found in the DSC study.
Three important conclusions can thus be inferred: (1) polar headgroups are the main CS interaction
sites, (2) the HPC system was the most sensitive to CS loading and 3) the DSPC conformational modifications
observed by FTIR between pure and loaded LUVs were due to the acyl chain interdigitation induced by CS
loading. These observations match DSC findings, which also featured interdigitation of CS loaded DSPC
bilayers and HPC LUVs higher sensitivity to CS loading. 
| The present study revealed differences in the behavior of DSPC, DPPC, and HPC LUVs. DSC scans showed
the enhanced stability of CS-loaded DSPC vesicles, because of induced interdigitation of the stearic acyl chains.
These results, confirmed by IR measurements, demonstrated that DSPC may represent a more suitable
phospholipid carrier for this peptide than DPPC and HPC do. The proved effectiveness in mice,7 the relative stability and homogeneity of these preparations (in particular, DSPC vesicles), and the
CS activity against multidrug-resistant bacteria strains9 make these formulations worthy of being tested, after appropriate modification if needed, for a
possible aerosol application. 
| This work was supported by the Italian Ministry for Education, University and
Research—research programs of national interest. Special thanks are due to Professor Patrick P.
DeLuca of the University of Kentucky, Lexington, Kentucky, who kindly placed at our disposal the mathematical
fitting software. 
|
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